On Wednesday 4th November, Javan Herberg QC chaired a Financial Services webinar, which considered Financial Services Regulation in the time of Covid. The panel comprised Sara George, Partner at Sidley Austin LLP, with Andrew George QC, Simon Pritchard and Harry Adamson.
Topics of discussion included:
- How the RDC and Tribunal (and the FCA) are faring with remote hearings: recent cases and trends
- The FCA's response to the FinCEN leaks and the enforcement of deficient anti-money laundering controls
- Market Manipulation: an overview of recent action from Abbattista to Worldspreads
- Burford v London Stock Exchange: a landmark decision in both financial services regulation and Norwich Pharmacal jurisdiction